Financial ServicesIntegrated support across risk, operations and technology
cuttone. TAC supports financial-services organizations across compliance, risk, operations, technology and business strategy.
Regulation translated into accountable work
Financial-services organizations often manage obligations across multiple functions, products, entities, vendors and data systems. Requirements differ by activity, but control ownership, reporting and evidence have to remain consistent across the operating model.
We work with leadership and operating teams to map responsibilities, strengthen controls, improve reporting, and update processes and technology where needed.
Where control pressure concentrates
- Clarifying control ownership across compliance, risk, finance, operations and technology
- Producing reliable reporting and evidence from multiple systems
- Managing third-party dependencies, incidents and operational change
- Giving leadership a consistent view of risk, controls and operating performance
Senior expertise connected to execution
Control architecture
Map requirements and internal policies to owners, workflows, evidence and management reporting.
Risk and financial analysis
Support risk analysis, stress testing, financial modeling and decision support where relevant to the engagement.
Technology and data
Assess platforms, data structures, automation and system telemetry that support operational and control work.
Operating model
Design workflows, SOPs, performance measures, change-management and incident-response processes.