Where Expertise Meets Execution.

Over 125 combined years of experience across operations, compliance, technology, and regulated industries. Nine interconnected disciplines. This is how cuttone. TAC transforms organizations.

Our Disciplines

ComplianceTradingRiskAuditOperationsTechnologyAnalyticsPeopleStrategy

Compliance & Regulatory

We support organizations in building and maintaining compliance systems, from drafting and updating policies and procedures to designing effective compliance checks and controls. Our team guides clients through regulatory exams and audits and builds systems to ensure accurate, timely reporting.

Compliance Systems

Policies and procedures for daily use

Exam Management

Prep, response, remediation

Regulatory Reporting

Data, submissions, and exception monitoring

AML & SOC2 Reviews

Program testing and readiness

Internal Controls

Design, testing, and documentation

Continuous Monitoring

Continuous testing programs

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Trading & Brokerage

We support the full broker-dealer trade lifecycle across share-based and notional-based activity in equities, options, and fixed income. The work includes execution and routing, clearing, post-trade risk, system design, execution protocols, and custom exposure controls.

Execution & Routing

Best execution and routing

Clearing & Settlement

Clearing and settlement

Risk Controls

Pre-trade and post-trade

Trade Surveillance

Alert calibration and escalation

Trade Reporting

TRACE, MSRB, ORF, TRF, and CAT

Reconciliation

P&L and exceptions

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Financial Engineering & Risk

We model market, credit, and operational risk in real time using VaR, ETL, and high-performance compute for rapid stress testing. Services include structured product design, portfolio construction, and sector-specific capital, margin, and exposure management.

Capital & Financial Risk

Capital, concentration, and reserves

Risk Modeling & Analytics

VaR, ETL, and scenario analysis

Margin & Collateral Analysis

Positions, counterparties, and clearing

Counterparty & Clearing Exposure

Concentration and escalation

Liquidity Risk Management

Funding, buffers, and cash monitoring

Model Risk Governance

Validation, backtesting, and review

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Audit & Financial Controls

We prepare organizations for regulatory audits, perform mock exams, and strengthen internal controls over compliance and financial reporting. We also support SOC2 and AML reviews.

Regulatory Exam Preparation

Regulatory mock audits

Financial Operations & Regulatory Reporting

Reporting and oversight

Internal Controls & Financial Reporting

Design and testing

Control Testing & Annual Reviews

Sampling, exceptions, and remediation

Books, Records & Retention

Production, tracing, and retention

SOC Readiness & AML Reviews

SOC2, AML programs

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Services Management & Ops

We design and improve service workflows, implement operating frameworks, and integrate supporting tools. Our work includes change management, KPI-based performance tracking, incident-response planning, scalable SOPs, and team training.

Operational Process Design & STP

Workflow mapping and optimization

Vendor & Third-Party Risk Management

Diligence, monitoring, and review

Outsourcing Strategy & BPO Transitions

Selection, cutover, and oversight

Program Governance & PMO

Decision rights and milestone tracking

Business Continuity & Operational Resilience

Recovery and incident response

Change Management & Team Enablement

SOPs, training, and adoption

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Technology

We assess and update technology environments, including monitoring and reporting platforms, workflow automation, data structures, and system telemetry.

Technology Stack Assessment & Roadmaps

Tech stack assessment + roadmaps

Monitoring & Surveillance Platform Design

Platform design + implementation

Data Architecture & Integration

Architecture and integration

System Telemetry & Operational Monitoring

Health dashboards and alerts

Regulatory Reporting & Automation

Validation and evidence

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Analytics

We help firms make better use of the information already flowing through their trading, compliance, financial, and operational systems. Our work covers reporting, performance measurement, exception analysis, risk monitoring, reconciliation, and the quantitative analysis needed to support day-to-day oversight.

Management Reporting & Dashboards

Dashboards + automated reporting

Trading & Execution Analytics

Execution + routing

Risk Analytics

Exposure + scenarios

Compliance Analytics

Identification + review

Financial & Regulatory Reporting Analysis

Source data, calculations, and reconciliation

Data Quality & Reconciliation

Validation + controls

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People Operations

We build and scale people functions, including talent and organizational strategy, performance management, compensation and leveling, engagement, and HR operations. A senior people operator adapts the work to the organization's industry, stage, and regulatory requirements. Services are available as projects or fractional Chief People Officer leadership.

Talent & Organizational Strategy

Talent, org, and workforce planning

Performance Management & Manager Development

Calibration, goals, and managers

Compensation & Leveling

Leveling & incentive design

Employee Engagement & Retention

Retention & manager development

People Operations & HR Technology

Systems and automation

HR Compliance & Risk

Employment-law and sector requirements

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Business Strategy

We provide business strategy, growth, financial modeling, go-to-market, business development, strategic partnership, and related advisory services.

End-to-End Strategic Advisory

Strategy through negotiation and execution with institutional relationships and specialist depth

Go-to-Market & Commercial Strategy

Position, launch, and scale products and business lines

Business Development & Partnerships

Partnerships and commercial relationships from sourcing through structuring

Capital Markets & Fundraising

Equity, debt, structured vehicles, and capital-markets takeouts

Growth & Corporate Development

Organic and inorganic growth, M&A, investments, and joint ventures

Financial Analytics, Modeling & Automation

Analytics, simulation, automation, and institutional-grade models

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Ready to Discuss Your Needs?

Work directly with our founding partners across nine service disciplines.

Schedule a ConsultationMeet Our Partners