cuttone. TAC provides the expertise.
cuttone. TAC brings 125+ years of combined experience owning and operating broker-dealers. Broker-dealer engagements begin with an assessment of the firm's structure, risk, and existing compliance framework.
Industry Requirements Keep Changing.
Broker-dealers operate under extensive SEC and FINRA oversight and requirements. Manual processes can make these obligations harder to manage operating and regulatory exposure.
cuttone. TAC is working alongside broker-dealers through every phase of this evolution. Decades of work inside this industry give our team practical experience addressing that pressure.
Expertise without execution is just advice. The firms that win are the ones that operationalize it.
Two companies uniquely positioned.
ARMA is the infrastructure.
ARMA is compliance based operating infrastructure built for broker-dealers. cuttone. TAC addresses strategy and regulatory requirements, while ARMA supports documentation, audit trails, and supervisory workflows.
Designed for the Same Regulatory Environment
cuttone. TAC provides strategic and regulatory guidance. ARMA provides the supporting infrastructure. Clients can engage either company separately or define coordinated advisory and technology scopes.
How the relationship works.
Domain-Driven Technology
ARMA was developed around the compliance problems practitioners manage each day. Its platform design reflects the same regulatory environment addressed in cuttone. TAC's advisory work.
Independent or Aligned
cuttone. TAC and ARMA can be engaged together or separately. Firms that use both receive an advisory layer aligned with the supporting technology infrastructure.
Financial Services Expertise
cuttone. TAC brings senior-level expertise to every broker-dealer engagement. ARMA provides the platform.
cuttone. TAC or ARMA
Explore how cuttone. TAC's advisory practice can assist your firm or learn how ARMA's platform can be fit for your use case.